general warning should you provide to Valerie before addressing her questions as per s949A of the Corporations Act

Background

At a Sunday barbeque, you are introduced to a group of people you don’t know (by your friend who is the host) as “one of the best financial adviser’s going around”. Being ever so humble, you tell your friend that you are as fallible as the next adviser. Later in the afternoon, one of the guests, Valerie, corners you whilst you are eyeing off the desert. She tells you that she is really unhappy with her adviser, and looking around for a different adviser. She then proceeds to ‘test’ you by asking your opinion on certain listed mining companies she owns. She has indicated she is unhappy because she has lost a significant amount of money recently on these shares. Valerie also asks your view of the share market’s likely performance over the coming months.

(a)    Explain the difference between general advice and personal advice.
(b)   Is it likely you would be in a position to provide personal advice to Valerie at the BBQ? Explain why or why not.

(c)    What type of advice does s949A of the Corporations Act pertain to – personal or general advice?

(d)   What “general warning should you provide to Valerie before addressing her questions as per s949A of the Corporations Act? Write it as though you were speaking to her. For example, “Valerie, you must understand……”
(e)   If Valerie comes to your office for advice, what document would you need to give Valerie under s 941B of the Corporations Act, at the first opportunity, and definitely prior to issuing personal advice?
For a custom-written paper on the above, place your order now!

What We Offer
• On-time delivery guarantee
• PhD-level professionals
• Automatic plagiarism check
• 100% money-back guarantee
• 100% Privacy and Confidentiality
• High Quality custom-written papers

Unlike most other websites we deliver what we promise;

  • Our Support Staff are online 24/7
  • Our Writers are available 24/7
  • Most Urgent order is delivered with 6 Hrs
  • 100% Original Assignment Plagiarism report can be sent to you upon request.

GET 15 % DISCOUNT TODAY use the discount code PAPER15 at the order form.

Type of paper Academic level Subject area
Number of pages Paper urgency Cost per page:
 Total: